About Us
As Chief Compliance Officer for HBW Advisory Services LLC, Todd Penrod is responsible for overseeing all aspects of the company’s ongoing compliance program. Todd helps ensure the activities of management, its employees, and investment advisor representatives remain in compliance with the rules and regulations, that company policies and procedures are being adhered to, and that behavior in the organization meets the company’s Standards of Conduct.
Todd started his career in the financial services industry in 2000 and eventually discovered his passion for compliance. In 2008, he pursued his goals and started working as a compliance examiner and senior compliance analyst prior to joining HBW Advisory Services LLC.
Todd graduated from California State University, Northridge with a bachelor’s degree in finance and currently holds the Series 7, 24, 51, 63 and 65 securities registrations.
In his free time, Todd and his lovely wife, June, enjoy seeing the world through their child’s eyes.
The Management Team
Our core staff has been with us 20+ years. Over the decades while supporting our advisors, HBW kept their eye on the future. As market conditions evolve, new product offerings emerge, regulatory compliance tightens, and market consolidation continues to increase, HBW has continued to provide broader back-office support and services, stronger company relationships, and compliance support through HBW Advisory Services LLC. The expanding government regulatory, licensing and compliance changes have transformed the new advisor profile.
2655 1st Street Ste 250
Simi Valley, CA 9306
(800) 473-3856
